Legal & Compliance

  1. Unless otherwise specified, references to “Prime Quadrant” on this website are intended to mean the Prime Quadrant group of companies. The firms that comprise the Prime Quadrant group of companies include Prime Quadrant Corp. and Prime Quadrant US, LLC.  Each firm provides specific services in a particular geographic area and is subject to the laws and professional regulations of the particular country or countries in which it operates. Each firm enters into client engagements independently. No advice is intended to be rendered, nor is any advice provided, by a Prime Quadrant company unless a client service agreement is in place.
  2. Prime Quadrant firms are separate and distinct legal entities, which cannot obligate each other. Each Prime Quadrant company is liable only for its own acts or omissions and not those of each other. Each Prime Quadrant firm is structured differently in accordance with national laws, regulations, customary practice, and other factors, and may secure the provision of professional services in its territory through subsidiaries, affiliates, and/or other entities.
  3. Prime Quadrant US, LLC is a U.S. SEC registered investment advisor that provides U.S. portfolio management services. Advisory services are only offered to clients or prospective clients where Prime Quadrant US, LLC. and its representatives are properly registered or exempt from registration. Please visit here to view Prime Quadrant US, LLC's Part 2a Brochure and Part 3 Form CRS Relationship Summary, both as filed with the SEC.
  4. Prime Quadrant Corp. is registered as a portfolio manager, exempt market dealer in the provinces of Ontario, Quebec, Manitoba, Alberta, British Columbia, and Saskatchewan. Prime Quadrant Corp. is also registered as an investment fund manager in the provinces of Ontario and Quebec. Prime Quadrant Corp. provides independent investment management services to Canadian individuals, institutions, and other organizations. Advisory services are only offered to clients or prospective clients where Prime Quadrant Corp. and its representatives are properly registered or exempt from registration. Please visit here to view Prime Quadrant Corp.’s relationship disclosure information.
  5. Please visit here to view both Prime Quadrant Corp.’s and Prime Quadrant US, LLC’s privacy policy.
  6. For greater certainty, Prime Quadrant US, LLC’s services are only offered to residents based in the United States. Conversely, Prime Quadrant Corp.’s services are only offered to residents based in Canada. 
  1. By accessing this website (the “Site”), you acknowledge these terms and conditions of use and agree to be bound by them. If you do not agree to these terms, please discontinue accessing the Site immediately. 
  2. We reserve the right, in our sole discretion, to modify, alter or otherwise update these terms and conditions at any time and you agree to be bound by such modifications, alterations or updates. 
  3. This Site is only intended to provide you with general information and is neither an offer to sell nor a solicitation of an offer to purchase any security and may not be relied upon for investment purposes. 
  4. Any commentaries and information contained in the Site are provided as a general source of information and should not be considered personal investment advice. Every effort has been made to ensure that the material contained herein is accurate at the time of publication. 
  5. Information on the Site is not intended to provide legal, accounting, financial or tax advice, and should not be relied upon in that regard. 
  6. The Site is provided on an “as is” and “as available” basis, without any representations, warranties or conditions of any kind, whether expressed or implied, and including without limitation implied representations, warranties or conditions of title, non-infringement, merchantability, fitness for a particular purpose, performance, durability, or availability, all of which are hereby disclaimed by Prime Quadrant to the fullest extent permitted by law. 
  7. Prime Quadrant will not under any circumstances be liable to you or any other person in any way for any loss or damages (direct, indirect, special, economic, incidental, consequential, punitive or exemplary, including without limitation loss of revenue, data, anticipated profits or lost business) in respect of use of, or inability to use, or any reliance on, the Site, any of its content (including without limitation any inaccuracies or viruses), or any web browser or other equipment.
  8. By accessing the Site, you agree to indemnify and hold harmless Prime Quadrant and its agents, suppliers and their respective directors, officers and employees from and against any and all actions, proceedings, costs, claims, liabilities, damages and expenses (including reasonable legal fees) arising from or in connection with a breach of these terms and conditions or the use of this Site.
  9. Prime Quadrant provides links for your convenience to websites produced by other providers or industry related material. Accessing websites through links directs you away from our website. Prime Quadrant is not responsible for errors or omissions in the material on third party websites and does not necessarily approve of or endorse the information provided. Users who gain access to third party websites may be subject to the copyright and other restrictions on use imposed by those providers and assume responsibility and risk from use of those websites.
  10. The contents of the Site are protected by applicable copyright and trademark laws.  Unauthorized use or exploitation of such content is strictly prohibited including without limitation, unauthorized downloading, retransmission, storage in any medium, copying, redistribution, reproduction, or republication of the Site, or any part thereof, for any purpose.  All Prime Quadrant trademarks used on the Site are under license.
  11. Links to the Site without the express written permission of Prime Quadrant are strictly prohibited. To request permission, please contact The framing, mirroring, scraping or data mining of the Site or any of its content in any form and by any method is strictly prohibited.
  12. Prime Quadrant cannot guarantee complete confidentiality or security for information that is transmitted electronically. By accessing the Site, you acknowledge that Prime Quadrant is not responsible for any damages or losses you may suffer as a result of your electronic transmission of confidential or sensitive information to us.  
  13. If any provision of these terms and conditions is found to be unlawful, void, or for any reason unenforceable, then that provision shall be deemed to be severed from the rest of these terms and conditions and shall not affect the validity and enforceability of any remaining provisions. 
  14. These terms and conditions are governed by the laws of Ontario and the laws of Canada applicable therein, excluding any conflict of laws which would lead to the application of any other laws.  By accessing the Site, you hereby irrevocably submit and attorn to the provincial and federal courts located in the City of Toronto, in the Province of Ontario for any disputes or matters arising from, connected with, or relating to the Site, this agreement or any related matters, to the extent permitted by applicable law.